

|
March 1982
Broken Windows
The police and neighborhood safety
by James Q. Wilson and George L. Kelling
In the mid-l970s The State of New Jersey announced a "Safe and Clean
Neighborhoods Program," designed to improve the quality of community life
in twenty-eight cities. As part of that program, the state provided money
to help cities take police officers out of their patrol cars and assign
them to walking beats. The governor and other state officials were
enthusiastic about using foot patrol as a way of cutting crime, but many
police chiefs were skeptical. Foot patrol, in their eyes, had been pretty
much discredited. It reduced the mobility of the police, who thus had
difficulty responding to citizen calls for service, and it weakened
headquarters control over patrol officers.
Many police officers also disliked foot patrol, but for different reasons:
it was hard work, it kept them outside on cold, rainy nights, and it
reduced their chances for making a "good pinch." In some departments,
assigning officers to foot patrol had been used as a form of punishment.
And academic experts on policing doubted that foot patrol would have any
impact on crime rates; it was, in the opinion of most, little more than a
sop to public opinion. But since the state was paying for it, the local
authorities were willing to go along.
Five years after the program started, the Police Foundation, in
Washington, D.C., published an evaluation of the foot-patrol project.
Based on its analysis of a carefully controlled experiment carried out
chiefly in Newark, the foundation concluded, to the surprise of hardly
anyone, that foot patrol had not reduced crime rates. But residents of the
foot
patrolled neighborhoods seemed to feel more secure than persons in other
areas, tended to believe that crime had been reduced, and seemed to take
fewer steps to protect themselves from crime (staying at home with the
doors locked, for example). Moreover, citizens in the foot-patrol areas
had a more favorable opinion of the police than did those living
elsewhere. And officers walking beats had higher morale, greater job
satisfaction, and a more favorable attitude toward citizens in their
neighborhoods than did officers assigned to patrol cars.
These findings may be taken as evidence that the skeptics were right-
foot patrol has no effect on crime; it merely fools the citizens into
thinking that they are safer. But in our view, and in the view of the
authors of the Police Foundation study (of whom Kelling was one), the
citizens of Newark were not fooled at all. They knew what the foot-patrol
officers were doing, they knew it was different from what motorized
officers do, and they knew that having officers walk beats did in fact
make their neighborhoods safer.
But how can a neighborhood be "safer" when the crime rate has not gone
down--in fact, may have gone up? Finding the answer requires first that we
understand what most often frightens people in public places. Many
citizens, of course, are primarily frightened by crime, especially crime
involving a sudden, violent attack by a stranger. This risk is very real,
in Newark as in many large cities. But we tend to overlook another source
of fear--the fear of being bothered by disorderly people. Not violent
people, nor, necessarily, criminals, but disreputable or obstreperous or
unpredictable people: panhandlers, drunks, addicts, rowdy teenagers,
prostitutes, loiterers, the mentally disturbed.
What foot-patrol officers did was to elevate, to the extent they could,
the level of public order in these neighborhoods. Though the neighborhoods
were predominantly black and the foot patrolmen were mostly white, this
"order-maintenance" function of the police was performed to the general
satisfaction of both parties.
One of us (Kelling) spent many hours walking with Newark foot-patrol
officers to see how they defined "order" and what they did to maintain it.
One beat was typical: a busy but dilapidated area in the heart of Newark,
with many abandoned buildings, marginal shops (several of which
prominently displayed knives and straight-edged razors in their windows),
one large department store, and, most important, a train station and
several major bus stops. Though the area was run-down, its streets were
filled with people, because it was a major transportation center. The good
order of this area was important not only to those who lived and worked
there but also to many others, who had to move through it on their way
home, to supermarkets, or to factories.
The people on the street were primarily black; the officer who walked the
street was white. The people were made up of "regulars" and "strangers."
Regulars included both "decent folk" and some drunks and derelicts who
were always there but who "knew their place." Strangers were, well,
strangers, and viewed suspiciously, sometimes apprehensively. The
officer--call him Kelly--knew who the regulars were, and they knew him. As
he saw his job, he was to keep an eye on strangers, and make certain that
the disreputable regulars observed some informal but widely understood
rules. Drunks and addicts could sit on the stoops, but could not lie down.
People could drink on side streets, but not at the main intersection.
Bottles had to be in paper bags. Talking to, bothering, or begging from
people waiting at the bus stop was strictly forbidden. If a dispute
erupted between a businessman and a customer, the businessman was assumed
to be right, especially if the customer was a stranger. If a stranger
loitered, Kelly would ask him if he had any means of support and what his
business was; if he gave unsatisfactory answers, he was sent on his way.
Persons who broke the informal rules, especially those who bothered people
waiting at bus stops, were arrested for vagrancy. Noisy teenagers were
told to keep quiet.
These rules were defined and enforced in collaboration with the "regulars"
on the street. Another neighborhood might have different rules, but these,
everybody understood, were the rules for this neighborhood. If someone
violated them, the regulars not only turned to Kelly for help but also
ridiculed the violator. Sometimes what Kelly did could be described as
"enforcing the law," but just as often it involved taking informal or
extralegal steps to help protect what the neighborhood had decided was the
appropriate level of public order. Some of the things he did probably
would not withstand a legal challenge.
A determined skeptic might acknowledge that a skilled foot-patrol officer
can maintain order but still insist that this sort of "order" has little
to do with the real sources of community fear--that is, with violent
crime. To a degree, that is true. But two things must be borne in mind.
First, outside observers should not assume that they know how much of the
anxiety now endemic in many big-city neighborhoods stems from a fear of
"real" crime and how much from a sense that the street is disorderly, a
source of distasteful, worrisome encounters. The people of Newark, to
judge from their behavior and their remarks to interviewers, apparently
assign a high value to public order, and feel relieved and reassured when
the police help them maintain that order.
Second, at the community level, disorder and crime are usually
inextricably linked, in a kind of developmental sequence. Social
psychologists and police officers tend to agree that if a window in a
building is broken and is left unrepaired, all the rest of the windows
will soon be broken. This is as true in nice neighborhoods as in rundown
ones. Window-breaking does not necessarily occur on a large scale because
some areas are inhabited by determined window-breakers whereas others are
populated by window-lovers; rather, one unrepaired broken window is a
signal that no one cares, and so breaking more windows costs nothing. (It
has always been fun.)
Philip Zimbardo, a Stanford psychologist, reported in 1969 on some
experiments testing the broken-window theory. He arranged to have an
automobile without license plates parked with its hood up on a street in
the Bronx and a comparable automobile on a street in Palo Alto,
California. The car in the Bronx was attacked by "vandals" within ten
minutes of its "abandonment." The first to arrive were a family--father,
mother, and young son--who removed the radiator and battery. Within
twenty-four hours, virtually everything of value had been removed. Then
random destruction began--windows were smashed, parts torn off, upholstery
ripped. Children began to use the car as a playground. Most of the adult
"vandals" were well-dressed, apparently clean-cut whites. The car in Palo
Alto sat untouched for more than a week. Then Zimbardo smashed part of it
with a sledgehammer. Soon, passersby were joining in. Within a few hours,
the car had been turned upside down and utterly destroyed. Again, the
"vandals" appeared to be primarily respectable whites.
Untended property becomes fair game for people out for fun or plunder and
even for people who ordinarily would not dream of doing such things and
who probably consider themselves law-abiding. Because of the nature of
community life in the Bronx--its anonymity, the frequency with which cars
are abandoned and things are stolen or broken, the past experience of "no
one caring"--vandalism begins much more quickly than it does in staid Palo
Alto, where people have come to believe that private possessions are cared
for, and that mischievous behavior is costly. But vandalism can occur
anywhere once communal barriers--the sense of mutual regard and the
obligations of civility--are lowered by actions that seem to signal that
"no one cares."
We suggest that "untended" behavior also leads to the breakdown of
community controls. A stable neighborhood of families who care for their
homes, mind each other's children, and confidently frown on unwanted
intruders can change, in a few years or even a few months, to an
inhospitable and frightening jungle. A piece of property is abandoned,
weeds grow up, a window is smashed. Adults stop scolding rowdy children;
the children, emboldened, become more rowdy. Families move out, unattached
adults move in. Teenagers gather in front of the corner store. The
merchant asks them to move; they refuse. Fights occur. Litter accumulates.
People start drinking in front of the grocery; in time, an inebriate
slumps to the sidewalk and is allowed to sleep it off. Pedestrians are
approached by panhandlers.
At this point it is not inevitable that serious crime will flourish or
violent attacks on strangers will occur. But many residents will think
that crime, especially violent crime, is on the rise, and they will modify
their behavior accordingly. They will use the streets less often, and when
on the streets will stay apart from their fellows, moving with averted
eyes, silent lips, and hurried steps. "Don't get involved." For some
residents, this growing atomization will matter little, because the
neighborhood is not their "home" but "the place where they live." Their
interests are elsewhere; they are cosmopolitans. But it will matter
greatly to other people, whose lives derive meaning and satisfaction from
local attachments rather than worldly involvement; for them, the
neighborhood will cease to exist except for a few reliable friends whom
they arrange to meet.
Such an area is vulnerable to criminal invasion. Though it is not
inevitable, it is more likely that here, rather than in places where
people are confident they can regulate public behavior by informal
controls, drugs will change hands, prostitutes will solicit, and cars will
be stripped. That the drunks will be robbed by boys who do it as a lark,
and the prostitutes' customers will be robbed by men who do it
purposefully and perhaps violently. That muggings will occur.
Among those who often find it difficult to move away from this are the
elderly. Surveys of citizens suggest that the elderly are much less likely
to be the victims of crime than younger persons, and some have inferred
from this that the well-known fear of crime voiced by the elderly is an
exaggeration: perhaps we ought not to design special programs to protect
older persons; perhaps we should even try to talk them out of their
mistaken fears. This argument misses the point. The prospect of a
confrontation with an obstreperous teenager or a drunken panhandler can be
as fear-inducing for defenseless persons as the prospect of meeting an
actual robber; indeed, to a defenseless person, the two kinds of
confrontation are often indistinguishable. Moreover, the lower rate at
which the elderly are victimized is a measure of the steps they have
already taken--chiefly, staying behind locked doors--to minimize the risks
they face. Young men are more frequently attacked than older women, not
because they are easier or more lucrative targets but because they are on
the streets more.
Nor is the connection between disorderliness and fear made only by the
elderly. Susan Estrich, of the Harvard Law School, has recently gathered
together a number of surveys on the sources of public fear. One, done in
Portland, Oregon, indicated that three fourths of the adults interviewed
cross to the other side of a street when they see a gang of teenagers;
another survey, in Baltimore, discovered that nearly half would cross the
street to avoid even a single strange youth. When an interviewer asked
people in a housing project where the most dangerous spot was, they
mentioned a place where young persons gathered to drink and play music,
despite the fact that not a single crime had occurred there. In Boston
public housing projects, the greatest fear was expressed by persons living
in the buildings where disorderliness and incivility, not crime, were the
greatest. Knowing this helps one understand the significance of such
otherwise harmless displays as subway graffiti. As Nathan Glazer has
written, the proliferation of graffiti, even when not obscene, confronts
the subway rider with the inescapable knowledge that the environment he
must endure for an hour or more a day is uncontrolled and uncontrollable,
and that anyone can invade it to do whatever damage and mischief the mind
suggests."
In response to fear people avoid one another, weakening controls.
Sometimes they call the police. Patrol cars arrive, an occasional arrest
occurs but crime continues and disorder is not abated. Citizens complain
to the police chief, but he explains that his department is low on
personnel and that the courts do not punish petty or first-time offenders.
To the residents, the police who arrive in squad cars are either
ineffective or uncaring: to the police, the residents are animals who
deserve each other. The citizens may soon stop calling the police, because
"they can't do anything."
The process we call urban decay has occurred for centuries in every city.
But what is happening today is different in at least two important
respects. First, in the period before, say, World War II, city dwellers-
because of money costs, transportation difficulties, familial and church
connections--could rarely move away from neighborhood problems. When
movement did occur, it tended to be along public-transit routes. Now
mobility has become exceptionally easy for all but the poorest or those
who are blocked by racial prejudice. Earlier crime waves had a kind of
built-in self-correcting mechanism: the determination of a neighborhood or
community to reassert control over its turf. Areas in Chicago, New York,
and Boston would experience crime and gang wars, and then normalcy would
return, as the families for whom no alternative residences were possible
reclaimed their authority over the streets.
Second, the police in this earlier period assisted in that reassertion of
authority by acting, sometimes violently, on behalf of the community.
Young toughs were roughed up, people were arrested "on suspicion" or for
vagrancy, and prostitutes and petty thieves were routed. "Rights" were
something enjoyed by decent folk, and perhaps also by the serious
professional criminal, who avoided violence and could afford a lawyer.
This pattern of policing was not an aberration or the result of occasional
excess. From the earliest days of the nation, the police function was seen
primarily as that of a night watchman: to maintain order against the chief
threats to order--fire, wild animals, and disreputable behavior. Solving
crimes was viewed not as a police responsibility but as a private one. In
the March, 1969, Atlantic, one of us (Wilson) wrote a brief account of how
the police role had slowly changed from maintaining order to fighting
crimes. The change began with the creation of private detectives (often
ex-criminals), who worked on a contingency-fee basis for individuals who
had suffered losses. In time, the detectives were absorbed in municipal
agencies and paid a regular salary simultaneously, the responsibility for
prosecuting thieves was shifted from the aggrieved private citizen to the
professional prosecutor. This process was not complete in most places
until the twentieth century.
In the l960s, when urban riots were a major problem, social scientists
began to explore carefully the order maintenance function of the police,
and to suggest ways of improving it--not to make streets safer (its
original function) but to reduce the incidence of mass violence. Order
maintenance became, to a degree, coterminous with "community relations."
But, as the crime wave that began in the early l960s continued without
abatement throughout the decade and into the 1970s, attention shifted to
the role of the police as crime-fighters. Studies of police behavior
ceased, by and large, to be accounts of the order-maintenance function and
became, instead, efforts to propose and test ways whereby the police could
solve more crimes, make more arrests, and gather better evidence. If these
things could be done, social scientists assumed, citizens would be less
fearful.
A great deal was accomplished during this transition, as both police
chiefs and outside experts emphasized the crime-fighting function in their
plans, in the allocation of resources, and in deployment of personnel. The
police may well have become better crime-fighters as a result. And
doubtless they remained aware of their responsibility for order. But the
link between order-maintenance and crime-prevention, so obvious to earlier
generations, was forgotten.
That link is similar to the process whereby one broken window becomes
many. The citizen who fears the ill-smelling drunk, the rowdy teenager, or
the importuning beggar is not merely expressing his distaste for unseemly
behavior; he is also giving voice to a bit of folk wisdom that happens to
be a correct generalization--namely, that serious street crime flourishes
in areas in which disorderly behavior goes unchecked. The unchecked
panhandler is, in effect, the first broken window. Muggers and robbers,
whether opportunistic or professional, believe they reduce their chances
of being caught or even identified if they operate on streets where
potential victims are already intimidated by prevailing conditions. If the
neighborhood cannot keep a bothersome panhandler from annoying passersby,
the thief may reason, it is even less likely to call the police to
identify a potential mugger or to interfere if the mugging actually takes
place.
Some police administrators concede that this process occurs, but argue
that motorized-patrol officers can deal with it as effectively as foot
patrol officers. We are not so sure. In theory, an officer in a squad car
can observe as much as an officer on foot; in theory, the former can talk
to as many people as the latter. But the reality of police-citizen
encounters is powerfully altered by the automobile. An officer on foot
cannot separate himself from the street people; if he is approached, only
his uniform and his personality can help him manage whatever is about to
happen. And he can never be certain what that will be--a request for
directions, a plea for help, an angry denunciation, a teasing remark, a
confused babble, a threatening gesture.
In a car, an officer is more likely to deal with street people by rolling
down the window and looking at them. The door and the window exclude the
approaching citizen; they are a barrier. Some officers take advantage of
this barrier, perhaps unconsciously, by acting differently if in the car
than they would on foot. We have seen this countless times. The police car
pulls up to a corner where teenagers are gathered. The window is rolled
down. The officer stares at the youths. They stare back. The officer says
to one, "C'mere." He saunters over, conveying to his friends by his
elaborately casual style the idea that he is not intimidated by authority.
What's your name?" "Chuck." "Chuck who?" "Chuck Jones." "What'ya doing,
Chuck?" "Nothin'." "Got a P.O. [parole officer]?" "Nah." "Sure?" "Yeah."
"Stay out of trouble, Chuckie." Meanwhile, the other boys laugh and
exchange comments among themselves, probably at the officer's expense. The
officer stares harder. He cannot be certain what is being said, nor can he
join in and, by displaying his own skill at street banter, prove that he
cannot be "put down." In the process, the officer has learned almost
nothing, and the boys have decided the officer is an alien force who can
safely be disregarded, even mocked.
Our experience is that most citizens like to talk to a police officer.
Such exchanges give them a sense of importance, provide them with the
basis for gossip, and allow them to explain to the authorities what is
worrying them (whereby they gain a modest but significant sense of having
"done something" about the problem). You approach a person on foot more
easily, and talk to him more readily, than you do a person in a car.
Moreover, you can more easily retain some anonymity if you draw an officer
aside for a private chat. Suppose you want to pass on a tip about who is
stealing handbags, or who offered to sell you a stolen TV. In the inner
city, the culprit, in all likelihood, lives nearby. To walk up to a marked
patrol car and lean in the window is to convey a visible signal that you
are a "fink."
The essence of the police role in maintaining order is to reinforce the
informal control mechanisms of the community itself. The police cannot,
without committing extraordinary resources, provide a substitute for that
informal control. On the other hand, to reinforce those natural forces the
police must accommodate them. And therein lies the problem.
Should police activity on the street be shaped, in important ways, by the
standards of the neighborhood rather than by the rules of the state? Over
the past two decades, the shift of police from order-maintenance to law
enforcement has brought them increasingly under the influence of legal
restrictions, provoked by media complaints and enforced by court decisions
and departmental orders. As a consequence, the order
maintenance functions of the police are now governed by rules developed to
control police relations with suspected criminals. This is, we think, an
entirely new development. For centuries, the role of the police as
watchmen was judged primarily not in terms of its compliance with
appropriate procedures but rather in terms of its attaining a desired
objective. The objective was order, an inherently ambiguous term but a
condition that people in a given community recognized when they saw it.
The means were the same as those the community itself would employ, if its
members were sufficiently determined, courageous, and authoritative.
Detecting and apprehending criminals, by contrast, was a means to an end,
not an end in itself; a judicial determination of guilt or innocence was
the hoped-for result of the law-enforcement mode. From the first, the
police were expected to follow rules defining that process, though states
differed in how stringent the rules should be. The criminal-apprehension
process was always understood to involve individual rights, the violation
of which was unacceptable because it meant that the violating officer
would be acting as a judge and jury--and that was not his job. Guilt or
innocence was to be determined by universal standards under special
procedures.
Ordinarily, no judge or jury ever sees the persons caught up in a dispute
over the appropriate level of neighborhood order. That is true not only
because most cases are handled informally on the street but also because
no universal standards are available to settle arguments over disorder,
and thus a judge may not be any wiser or more effective than a police
officer. Until quite recently in many states, and even today in some
places, the police made arrests on such charges as "suspicious person" or
"vagrancy" or "public drunkenness"--charges with scarcely any legal
meaning. These charges exist not because society wants judges to punish
vagrants or drunks but because it wants an officer to have the legal tools
to remove undesirable persons from a neighborhood when informal efforts to
preserve order in the streets have failed.
Once we begin to think of all aspects of police work as involving the
application of universal rules under special procedures, we inevitably ask
what constitutes an "undesirable person" and why we should "criminalize"
vagrancy or drunkenness. A strong and commendable desire to see that
people are treated fairly makes us worry about allowing the police to rout
persons who are undesirable by some vague or parochial standard. A growing
and not-so-commendable utilitarianism leads us to doubt that any behavior
that does not "hurt" another person should be made illegal. And thus many
of us who watch over the police are reluctant to allow them to perform, in
the only way they can, a function that every neighborhood desperately
wants them to perform.
This wish to "decriminalize" disreputable behavior that "harms no one"-
and thus remove the ultimate sanction the police can employ to maintain
neighborhood order--is, we think, a mistake. Arresting a single drunk or a
single vagrant who has harmed no identifiable person seems unjust, and in
a sense it is. But failing to do anything about a score of drunks or a
hundred vagrants may destroy an entire community. A particular rule that
seems to make sense in the individual case makes no sense when it is made
a universal rule and applied to all cases. It makes no sense because it
fails to take into account the connection between one broken window left
untended and a thousand broken windows. Of course, agencies other than the
police could attend to the problems posed by drunks or the mentally ill,
but in most communities especially where the "deinstitutionalization"
movement has been strong--they do not.
The concern about equity is more serious. We might agree that certain
behavior makes one person more undesirable than another but how do we
ensure that age or skin color or national origin or harmless mannerisms
will not also become the basis for distinguishing the undesirable from the
desirable? How do we ensure, in short, that the police do not become the
agents of neighborhood bigotry?
We can offer no wholly satisfactory answer to this important question. We
are not confident that there is a satisfactory answer except to hope that
by their selection, training, and supervision, the police will be
inculcated with a clear sense of the outer limit of their discretionary
authority. That limit, roughly, is this--the police exist to help regulate
behavior, not to maintain the racial or ethnic purity of a neighborhood.
Consider the case of the Robert Taylor Homes in Chicago, one of the
largest public-housing projects in the country. It is home for nearly
20,000 people, all black, and extends over ninety-two acres along South
State Street. It was named after a distinguished black who had been,
during the 1940s, chairman of the Chicago Housing Authority. Not long
after it opened, in 1962, relations between project residents and the
police deteriorated badly. The citizens felt that the police were
insensitive or brutal; the police, in turn, complained of unprovoked
attacks on them. Some Chicago officers tell of times when they were afraid
to enter the Homes. Crime rates soared.
Today, the atmosphere has changed. Police-citizen relations have
improved--apparently, both sides learned something from the earlier
experience. Recently, a boy stole a purse and ran off. Several young
persons who saw the theft voluntarily passed along to the police
information on the identity and residence of the thief, and they did this
publicly, with friends and neighbors looking on. But problems persist,
chief among them the presence of youth gangs that terrorize residents and
recruit members in the project. The people expect the police to "do
something" about this, and the police are determined to do just that.
But do what? Though the police can obviously make arrests whenever a gang
member breaks the law, a gang can form, recruit, and congregate without
breaking the law. And only a tiny fraction of gang-related crimes can be
solved by an arrest; thus, if an arrest is the only recourse for the
police, the residents' fears will go unassuaged. The police will soon feel
helpless, and the residents will again believe that the police "do
nothing." What the police in fact do is to chase known gang members out of
the project. In the words of one officer, "We kick ass." Project residents
both know and approve of this. The tacit police-citizen alliance in the
project is reinforced by the police view that the cops and the gangs are
the two rival sources of power in the area, and that the gangs are not
going to win.
None of this is easily reconciled with any conception of due process or
fair treatment. Since both residents and gang members are black, race is
not a factor. But it could be. Suppose a white project confronted a black
gang, or vice versa. We would be apprehensive about the police taking
sides. But the substantive problem remains the same: how can the police
strengthen the informal social-control mechanisms of natural communities
in order to minimize fear in public places? Law enforcement, per se, is no
answer: a gang can weaken or destroy a community by standing about in a
menacing fashion and speaking rudely to passersby without breaking the
law.
We have difficulty thinking about such matters, not
simply because the ethical and legal issues are so complex but because we
have become accustomed to thinking of the law in essentially
individualistic terms. The law defines my rights, punishes
his behavior and is applied by that officer because of this harm.
We assume, in thinking this way, that what is good for the individual will
be good for the community and what doesn't matter when it happens to one
person won't matter if it happens to many. Ordinarily, those are plausible
assumptions. But in cases where behavior that is tolerable to one person
is intolerable to many others, the reactions of the others--fear,
withdrawal, flight--may ultimately make matters worse for everyone,
including the individual who first professed his indifference.
It may be their greater sensitivity to communal as opposed to individual
needs that helps explain why the residents of small communities are more
satisfied with their police than are the residents of similar
neighborhoods in big cities. Elinor Ostrom and her co-workers at Indiana
University compared the perception of police services in two poor,
all-black Illinois towns--Phoenix and East Chicago Heights with those of
three comparable all-black neighborhoods in Chicago. The level of criminal
victimization and the quality of police-community relations appeared to be
about the same in the towns and the Chicago neighborhoods. But the
citizens living in their own villages were much more likely than those
living in the Chicago neighborhoods to say that they do not stay at home
for fear of crime, to agree that the local police have "the right to take
any action necessary" to deal with problems, and to agree that the police
"look out for the needs of the average citizen." It is possible that the
residents and the police of the small towns saw themselves as engaged in a
collaborative effort to maintain a certain standard of communal life,
whereas those of the big city felt themselves to be simply requesting and
supplying particular services on an individual basis.
If this is true, how should a wise police chief deploy his meager forces?
The first answer is that nobody knows for certain, and the most prudent
course of action would be to try further variations on the Newark
experiment, to see more precisely what works in what kinds of
neighborhoods. The second answer is also a hedge--many aspects of order
maintenance in neighborhoods can probably best be handled in ways that
involve the police minimally if at all. A busy bustling shopping center
and a quiet, well-tended suburb may need almost no visible police
presence. In both cases, the ratio of respectable to disreputable people
is ordinarily so high as to make informal social control effective.
Even in areas that are in jeopardy from disorderly elements, citizen
action without substantial police involvement may be sufficient. Meetings
between teenagers who like to hang out on a particular corner and adults
who want to use that corner might well lead to an amicable agreement on a
set of rules about how many people can be allowed to congregate, where,
and when.
Where no understanding is possible--or if possible, not observed--citizen
patrols may be a sufficient response. There are two traditions of communal
involvement in maintaining order: One, that of the "community watchmen,"
is as old as the first settlement of the New World. Until well into the
nineteenth century, volunteer watchmen, not policemen, patrolled their
communities to keep order. They did so, by and large, without taking the
law into their own hands--without, that is, punishing persons or using
force. Their presence deterred disorder or alerted the community to
disorder that could not be deterred. There are hundreds of such efforts
today in communities all across the nation. Perhaps the best known is that
of the Guardian Angels, a group of unarmed young persons in distinctive
berets and T-shirts, who first came to public attention when they began
patrolling the New York City subways but who claim now to have chapters in
more than thirty American cities. Unfortunately, we have little
information about the effect of these groups on crime. It is possible,
however, that whatever their effect on crime, citizens find their presence
reassuring, and that they thus contribute to maintaining a sense of order
and civility.
The second tradition is that of the "vigilante." Rarely a feature of the
settled communities of the East, it was primarily to be found in those
frontier towns that grew up in advance of the reach of government. More
than 350 vigilante groups are known to have existed; their distinctive
feature was that their members did take the law into their own hands, by
acting as judge, jury, and often executioner as well as policeman. Today,
the vigilante movement is conspicuous by its rarity, despite the great
fear expressed by citizens that the older cities are becoming "urban
frontiers." But some community-watchmen groups have skirted the line, and
others may cross it in the future. An ambiguous case, reported in The Wall
Street Journal involved a citizens' patrol in the Silver Lake area of
Belleville, New Jersey. A leader told the reporter, "We look for
outsiders." If a few teenagers from outside the neighborhood enter it, "we
ask them their business," he said. "If they say they're going down the
street to see Mrs. Jones, fine, we let them pass. But then we follow them
down the block to make sure they're really going to see Mrs. Jones."
Though citizens can do a great deal, the police are plainly the key to
order maintenance. For one thing, many communities, such as the Robert
Taylor Homes, cannot do the job by themselves. For another, no citizen in
a neighborhood, even an organized one, is likely to feel the sense of
responsibility that wearing a badge confers. Psychologists have done many
studies on why people fail to go to the aid of persons being attacked or
seeking help, and they have learned that the cause is not "apathy" or
"selfishness" but the absence of some plausible grounds for feeling that
one must personally accept responsibility. Ironically, avoiding
responsibility is easier when a lot of people are standing about. On
streets and in public places, where order is so important, many people are
likely to be "around," a fact that reduces the chance of any one person
acting as the agent of the community. The police officer's uniform singles
him out as a person who must accept responsibility if asked. In addition,
officers, more easily than their fellow citizens, can be expected to
distinguish between what is necessary to protect the safety of the street
and what merely protects its ethnic purity.
But the police forces of America are losing, not gaining, members. Some
cities have suffered substantial cuts in the number of officers available
for duty. These cuts are not likely to be reversed in the near future.
Therefore, each department must assign its existing officers with great
care. Some neighborhoods are so demoralized and crime-ridden as to make
foot patrol useless; the best the police can do with limited resources is
respond to the enormous number of calls for service. Other neighborhoods
are so stable and serene as to make foot patrol unnecessary. The key is to
identify neighborhoods at the tipping point--where the public order is
deteriorating but not unreclaimable, where the streets are used frequently
but by apprehensive people, where a window is likely to be broken at any
time, and must quickly be fixed if all are not to be shattered.
Most police departments do not have ways of systematically identifying
such areas and assigning officers to them. Officers are assigned on the
basis of crime rates (meaning that marginally threatened areas are often
stripped so that police can investigate crimes in areas where the
situation is hopeless) or on the basis of calls for service (despite the
fact that most citizens do not call the police when they are merely
frightened or annoyed). To allocate patrol wisely, the department must
look at the neighborhoods and decide, from first-hand evidence, where an
additional officer will make the greatest difference in promoting a sense
of safety.
One way to stretch limited police resources is being tried in some public
housing projects. Tenant organizations hire off-duty police officers for
patrol work in their buildings. The costs are not high (at least not per
resident), the officer likes the additional income, and the residents feel
safer. Such arrangements are probably more successful than hiring private
watchmen, and the Newark experiment helps us understand why. A private
security guard may deter crime or misconduct by his presence, and he may
go to the aid of persons needing help, but he may well not intervene--that
is, control or drive away--someone challenging community standards. Being
a sworn officer--a "real cop"--seems to give one the confidence, the sense
of duty, and the aura of authority necessary to perform this difficult
task.
Patrol officers might be encouraged to go to and from duty stations on
public transportation and, while on the bus or subway car, enforce rules
about smoking, drinking, disorderly conduct, and the like. The enforcement
need involve nothing more than ejecting the offender (the offense, after
all, is not one with which a booking officer or a judge wishes to be
bothered). Perhaps the random but relentless maintenance of standards on
buses would lead to conditions on buses that approximate the level of
civility we now take for granted on airplanes.
But the most important requirement is to think that to maintain order in
precarious situations is a vital job. The police know this is one of their
functions, and they also believe, correctly, that it cannot be done to the
exclusion of criminal investigation and responding to calls. We may have
encouraged them to suppose, however, on the basis of our oft-repeated
concerns about serious, violent crime, that they will be judged
exclusively on their capacity as crime-fighters. To the extent that this
is the case, police administrators will continue to concentrate police
personnel in the highest-crime areas (though not necessarily in the areas
most vulnerable to criminal invasion), emphasize their training in the law
and criminal apprehension (and not their training in managing street
life), and join too quickly in campaigns to decriminalize "harmless"
behavior (though public drunkenness, street prostitution, and pornographic
displays can destroy a community more quickly than any team of
professional burglars).
Above all, we must return to our long-abandoned view that the police ought
to protect communities as well as individuals. Our crime statistics and
victimization surveys measure individual losses, but they do not measure
communal losses. Just as physicians now recognize the importance of
fostering health rather than simply treating illness, so the police--and
the rest of us--ought to recognize the importance of maintaining, intact,
communities without broken windows.
Copyright 1982 by James Q. Wilson and George L.
Kelling. All rights reserved.
The Atlantic Monthly; March 1982; Broken Windows; Volume 249, No. 3;
pages 29-38.
|